Monographs/Information Papers
Information Paper: Good Practices Relating to Disciplinary Action Framework in the Financial Advisory Industry
This Information Paper provides guidance to financial advisers on sound principles in key areas of their disciplinary action (DA) framework. This helps to achieve more consistent outcomes in their application of DA and to raise standards among financial advisers through sharing of good practices.
Related Publications
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Monographs/Information PapersPublished Date: 26 September 2023
Working Paper on Accelerating the Early Retirement of Coal-Fired Power Plants through Carbon Credits
MAS, together with McKinsey & Company, launched a working paper which sets out how high-integrity carbon credits can be utilised as a complementary financing instrument to accelerate and scale the early retirement of coal-fired power plants (CFPPs) and identifies what is needed to develop a high-quality market for such credits.
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Monographs/Information PapersPublished Date: 19 September 2023
MAS Enforcement Report 2022/2023
The MAS Enforcement Report sets out the enforcement actions taken by MAS, as well as SFA and FAA cases investigated under MAS-CAD Joint Investigation Arrangement, for the period of 1 January 2022 to 30 June 2023. The report also gives an update on the progress of MAS' enforcement priorities for 2022/2023 and outlines MAS’ key enforcement priorities for 2023/2024.
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Monographs/Information PapersPublished Date: 26 June 2023
Project Guardian - Open and Interoperable Networks
This report highlights one of the foundational principles of Project Guardian – the establishment of open and interoperable networks. A framework is introduced for understanding the design options to enable the trading of digital assets across networks and liquidity pools. This framework considers the core principles of...