Acts
Who Needs to Disclose
The disclosure obligations, set out in Part VII of the Securities and Futures Act (SFA) , apply to the following persons:
- Director or chief executive officer (CEO) of a listed corporation (except a foreign corporation with a secondary listing on the approved exchange).
- Trustee-manager of a listed business trust (BT).
- Responsible person for a listed real estate investment trust (REIT).
- Substantial shareholder of a listed corporation (except a foreign corporation with a secondary listing on the approved exchange) or substantial unitholder of a listed/unlisted BT or listed REIT.
- Shareholder of an unlisted trustee-manager of a listed BT or unlisted responsible person of a listed REIT.
See also: Securities and Futures (Disclosure of Interests) Regulations 2012
Note: MAS may publish details of enforcement actions taken under Part VII of the SFA on the disclosure of interests in listed entities.
Forms and Templates
Use these forms for notifying interests or changes in interests under Part VII of the SFA . For instructions, see:
- FAQ on Disclosure of Interests (1.25 MB)
- Common mistakes to avoid by reporting persons and listed issuers (157.5 KB)
- User Guide for Electronic Notification Forms (4.78 MB)
| Purpose | Who to Notify | Non-Electronic Form | Electronic Form |
|
Form 1 Interests or changes in interests in the securities of listed issuer |
By: Director/CEO of:
|
Form 1 (Electronic) (101.5 KB) | |
|
Form 2 Interests or changes in interests in the securities of a related corporation of the listed company |
By: Director of listed company incorporated in Singapore To: Listed company |
NA |
Form 2 (Non-Electronic) (274.3 KB) |
|
Form 3 Changes in percentage level of interests in voting shares of listed corporation or voting units in listed BT/REIT |
By:
|
Form 3 (Electronic) (101 KB) |
Form 3 (Non-Electronic) (268.8 KB) |
|
Form 4 Interests or changes in interests in the securities of listed issuer |
By: Registered holder of securities in listed issuer To: Person who has a deemed interest in the securities |
NA | |
|
Form 5 Changes in interests in the voting shares of the trustee-manager or responsible person |
By:
|
Form 5 (Electronic) (69.4 KB) | |
|
Form 6 Interests or changes in interests in the securities of the BT/REIT |
By:
|
Form 6 (Electronic) (75.1 KB) | NA |
|
Form 7 Forms 1, 3 and 5 received from directors, CEOs, substantial shareholders/unitholders and shareholders of unlisted trustee-manager/responsible person, and Form 6 Note: This form is set out as an announcement template which can be accessed on SGXNet . |
By:
|
NA |
Form 7 (Non-Electronic) (102.8 KB) Note: Listed issuers should use the announcement template on SGXNet for the purposes of complying with the announcement requirements. |
|
Form C Particulars and contact information |
By:
|
Form C (Electronic) (68.9 KB) |
Updates
| Date | Description |
|---|---|
| 21 Mar 14 |
Updated versions of forms for notifying interests under Part VII of SFA |
| 08 Oct 12 |
MAS letter to directors/CEOs of listed corporations (308.6 KB), responsible persons of listed real estate investment trusts (219.5 KB) (REITs) or trustee-managers of listed business trusts (228.5 KB) (BTs) |
| 08 Oct 12 |
MAS letter to substantial shareholders/unitholders of listed corporations (259.1 KB), REITs (248.2 KB) or BTs (260.5 KB) |
| 08 Oct 12 |
MAS letter to shareholders of: |
| 08 Oct 12 |
MAS letter to: |
| 08 Oct 12 |
MAS press release on the disclosure of interests regime |