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Circulars
 Published Date: 24 August 2026

Circular on (i) FAQs on the Misconduct Reporting Requirements under the Financial Advisers Act, Insurance Act and Securities and Futures Act; and (ii) Discontinuation of the Existing Misconduct Reporting System with effect from 1 January 2027

This circular informs licensed financial advisers, exempt financial advisers, holders of Capital Markets Services licence, exempt Capital Markets Services entities, registered insurance brokers, exempt insurance brokers and licensed direct insurers of:

  1. the issuance of FAQs on the misconduct reporting requirements under the Financial Advisers Act, Insurance Act and Securities and Futures Act (effective 1 January 2027); and
  2. the discontinuation of the existing misconduct reporting system with effect from 1 January 2027.
Applies to: Licensed Financial Adviser , Exempt Financial Adviser , Dealing in Capital Markets Products , Product Financing , Providing Custodial Services , Licensed Fund Management Company , Corporate Finance Advisory , REIT Management , Credit Rating Agency , Securities Crowdfunding , Venture Capital Fund Management Company , Exempt Capital Markets Services Entity , Registered Insurance Broker , Exempt Insurance Broker , Direct Insurer (Life) , Direct Insurer (Composite)
View Document Circular on (i) FAQs on the Misconduct Reporting Requirements under the Financial Advisers Act, Insurance Act and Securities and Futures Act; and (ii) Discontinuation of the Existing Misconduct Reporting System with effect from 1 January 2027 (298.7 KB)