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Circulars
 Published Date: 30 December 2025

Issuance of Response to Consultation Paper on Revised Notices on Misconduct Reporting Requirements under the Financial Advisers Act, Insurance Act and Securities and Futures Act

This circular informs licensed financial advisers, exempt financial advisers, holders of capital markets services licence, exempt capital markets services entities, registered insurance brokers, exempt insurance brokers and licensed direct insurers of the issuance of the response to the Consultation Paper on Revised Notices on Misconduct Reporting Requirements under the Financial Advisers Act, Insurance Act and Securities and Futures Act, and the corresponding Revised Notices.
Applies to: Exempt Financial Adviser , Licensed Financial Adviser , Dealing in Capital Markets Products , Product Financing , Providing Custodial Services , Licensed Fund Management Company , Corporate Finance Advisory , REIT Management , Credit Rating Agency , Securities Crowdfunding , Venture Capital Fund Management Company , Exempt Capital Markets Services Entity , Registered Insurance Broker , Exempt Insurance Broker , Direct Insurer (Composite) , Direct Insurer (Life)
View Document Issuance of Response to Consultation Paper on Revised Notices on Misconduct Reporting Requirements under the Financial Advisers Act, Insurance Act and Securities and Futures Act (204.2 KB)