FAQs
 Published Date: 23 May 2018

FAQs on Classification of Capital Markets Products

Clarifications on the requirements under section 309B of the Securities and Futures Act.
Applies to: Dealing in Capital Markets Products , Licensed Fund Management Company , REIT Management , Registered Fund Management Company , Securities Crowdfunding , Venture Capital Fund Management Company , Exempt Capital Markets Services Entity , Exempt Futures Broker , Exempt OTC Derivatives Broker , Members of Public
View Document FAQs on Classification of Capital Markets Products (241.8 KB)
This set of FAQs seeks to clarify the requirements pertaining to the classification of capital markets products.

Amendment Notes