FAQs

Last Revised Date: 08 April 2020

FAQs on Minimum Entry and Examination Requirements for Representatives of Licensed Financial Advisers and Exempt Financial Advisers

Provides guidance on the minimum academic and examination requirements as well as continuing professional development for representatives of financial advisers.

Applies to: Licensed Financial Adviser , Exempt Financial Adviser

View Document FAQs on Minimum Entry and Examination Requirements for Representatives of Licensed Financial Advisers and Exempt Financial Advisers (566.4 KB)

10 Jan 2014: FAQs on Minimum Entry and Examination Requirements last revised on 10 Jan 2014 (111.6 KB).
20 Feb 2013: FAQs on Minimum Entry and Examination Requirements last revised on 20 Feb 2013. (248.9 KB)
16 Jan 2004: FAQs on Minimum Entry and Examination Requirements last revised on 20 Jun 2003. (102.3 KB) [Cancelled]