FAQs

Last Revised Date: 01 April 2024

FAQs on Minimum Entry and Examination Requirements for Representatives of Licensed Financial Advisers and Exempt Financial Advisers [Cancelled]

Provides guidance on the minimum academic and examination requirements as well as continuing professional development for representatives of financial advisers.

Applies to: Licensed Financial Adviser , Exempt Financial Adviser

View Document FAQs on Minimum Entry and Examination Requirements for Representatives of Licensed Financial Advisers and Exempt Financial Advisers [Cancelled] (567.5 KB)

1 Apr 2024: FAQs on Minimum Entry and Examination Requirements last revised on 8 April 2020 (567.5 KB) is cancelled.
10 Jan 2014: FAQs on Minimum Entry and Examination Requirements last revised on 10 Jan 2014 (111.6 KB).
20 Feb 2013: FAQs on Minimum Entry and Examination Requirements last revised on 20 Feb 2013. (248.9 KB)
16 Jan 2004: FAQs on Minimum Entry and Examination Requirements last revised on 20 Jun 2003. (102.3 KB) [Cancelled]