FAQs on Relief Measures relating to COVID-19 Situation
Provides clarifications on the relief measures and other queries received from financial institutions on the licensing and conduct requirements for intermediaries under the SFA relating to COVID-19 situation.
Applies to:
Dealing in Capital Markets Products
,
Product Financing
,
Providing Custodial Services
,
Corporate Finance Advisory
,
Licensed Fund Management Company
,
Registered Fund Management Company
,
REIT Management
,
Venture Capital Fund Management Company
,
Credit Rating Agency
,
Securities Crowdfunding
,
Exempt Capital Markets Services Entity
,
Exempt Corporate Finance Adviser Serving Accredited Investors
,
Exempt Futures Broker
,
Exempt OTC Derivatives Broker