FAQs on the Definition of Accredited Investor and Opt-in Process

Clarifications on the definition of Accredited Investor under the Securities and Futures Act and application of the opt-in regime.

Advisory and Sales
Offers of Securities or Securities-Based Derivatives Contracts
Offers of Collective Investment Schemes

Applies to: Members of Public , Dealing in Capital Markets Products , Licensed Fund Management Company , Registered Fund Management Company , Securities Crowdfunding , Venture Capital Fund Management Company , Exempt Capital Markets Services Entity , Exempt Futures Broker , Exempt OTC Derivatives Broker , Licensed Financial Adviser , Exempt Financial Adviser , Exempt Financial Adviser Serving up to 30 Accredited Investors , Licensed Trust Company , Markets and Exchanges

View Document FAQs on the Definition of Accredited Investor and Opt-in Process (459.3 KB)

This set of FAQs seeks to clarify the definition of an accredited investor (AI) and the transition arrangement, the persons prescribed as AIs, and the application of the opt-in and opt-out process.