FAQs
Published Date: 03 November 2020

FAQs on the Risk Based Capital Adequacy Requirements for Capital Markets Services Licence Holders

This set of FAQs aims to guide and assist capital markets services licensees in complying with the risk based capital adequacy requirements under the Securities and Futures (Financial and Margin Requirements) Regulations and the Notice on Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licences.