Forms and Templates

Last Revised Date: 11 May 2021

Application for Approval to obtain Effective Control of Holder of Capital Markets Services Licence under Section 97A(2) of the Securities and Futures Act

Form for potential acquirers to seek MAS' approval for obtaining effective control of capital markets services licensees.

Licensing, Authorisation and Registration

Applies to: Dealing in Capital Markets Products , Licensed Fund Management Company , Product Financing , Providing Custodial Services , Corporate Finance Advisory , REIT Management , Credit Rating Agency , Securities Crowdfunding

View Document Application for Approval to obtain Effective Control of Holder of Capital Markets Services Licence under Section 97A(2) of the Securities and Futures Act (103.5 KB)

This form should be lodged online via FormSG . After submission, FIs may view a record of their submission by logging into MAS-Tx.