Forms and Templates
Form 1 - Statement of Assets and Liabilities (For Submissions After the Quarter/Financial Year Ended 31 December 2018)
Form for capital markets services licensees to provide a breakdown of their assets and liabilities. This form must be submitted within 14 days from the end of each quarter, and within five months from the end of the financial year.
This version is for submissions in respect of any quarter or financial year ending after 31 December 2018.
Financial institutions should complete and submit the form online via MAS-Tx . After submission, FIs may view a record of their submission under "All Transactions" in MAS-Tx.
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NoticesLast Revised Date: 27 September 2021
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FAQsLast Revised Date: 03 November 2020
FAQs on Lodgement of Financial Returns under the Securities and Futures (Financial and Margin Requirements) Regulations
Provides guidance on the requirements and procedures relating to the lodgement of financial returns by capital markets services licensees.
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RegulationsLast Revised Date: 08 October 2018
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Sets out the minimum capital and financial resources, and other financial and margin requirements.