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Forms and Templates Last Revised Date: 09 March 2026 Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to Executive (For Licensed Financial Advisers) Form for licensed financial advisers to apply for the appointment of a Chief Executive Officer or director; or the change in nature of director appointment from non-executive to executive.
Guidelines Last Revised Date: 08 October 2021 Guidelines on Licence Applications, Representative Notification and Payment of Fees [CMG-G01] Guidelines on procedures to apply for a Capital Markets Services or Financial Advisory licence, appoint representatives and pay fees.