Forms and Templates

Published Date: 31 December 2013

Form 5 - Auditor’s Report - For a Holder of a Capital Markets Services Licence

Form for capital markets services licensees to submit their auditor's reports on their businesses. This form must be submitted within five months from the end of the financial year.

Applies to: Dealing in Capital Markets Products , Product Financing , Providing Custodial Services , Licensed Fund Management Company , Corporate Finance Advisory , REIT Management , Securities Crowdfunding

View Document Form 5 - Auditor’s Report - For a Holder of a Capital Markets Services Licence (26.8 KB)

The form should be lodged via this submission link.