Provides guidance on the requirements and procedures relating to the lodgement of financial returns by capital markets services licensees.
Published Date: 31 December 2013
Forms and Templates
Form 6 - Auditor’s Certification - For a Holder of a Capital Markets Services Licence
Form for capital markets services licensees to submit their auditor's certifications on their audited financial statement. This form must be submitted within five months from the end of the financial year.