Form FN – Notification for Arrangements with Foreign Related Corporations and/or Foreign Offices under the Exemption Regulations

Form for specified capital markets services licensees (“CMSLs”), specified exempt CMSLs, licensed financial advisers and specified exempt financial advisers to notify MAS of their cross-border arrangements with Foreign Related Corporations or Foreign Offices under the following Exemption Regulations:

- Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021;

- Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021;

- Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021;

- Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021.

This form must be submitted not later than 14 days after the date of commencement of qualifying business under the Exemption Regulations.

Notifications

Applies to: Dealing in Capital Markets Products , Product Financing , Providing Custodial Services , Licensed Fund Management Company , Corporate Finance Advisory , REIT Management , Credit Rating Agency , Securities Crowdfunding , Exempt Capital Markets Services Entity , Exempt Futures Broker , Exempt OTC Derivatives Broker , Licensed Financial Adviser , Exempt Financial Adviser

View Document Form FN – Notification for Arrangements with Foreign Related Corporations and/or Foreign Offices under the Exemption Regulations (179.4 KB)

Form FN should be completed and lodged online via FormSG . After submission, FIs may view a record of their submission by logging into the MAS-Tx.