Form for specified capital markets services licensees (“CMSLs”), specified exempt CMSLs, licensed financial advisers and specified exempt financial advisers to submit their annual declaration for cross-border arrangements notified under the following Exemption Regulations:
- Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021;
- Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021;
- Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021;
- Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021.
This form must be submitted not later than 5 months from the end of the financial year.