Guidelines

Last Revised Date: 30 June 2025

Guidelines to Notice SFA02-N05 on Prevention of Money Laundering and Countering the Financing of Terrorism - Approved Exchanges and Recognised Market Operators

Guidelines for approved exchanges and recognised market operators on Notice SFA02-N05 on the prevention of money laundering and countering the financing of terrorism.

Applies to: Capital Markets Services , Markets and Exchanges

View Document Guidelines to Notice SFA02-N05 on Prevention of Money Laundering and Countering the Financing of Terrorism - Approved Exchanges and Recognised Market Operators (605.5 KB)

These guidelines provide guidance to approved exchanges and recognised market operators on the requirements in Notice SFA02-N05 to Approved Exchanges and Recognised Market Operators on Prevention of Money Laundering and Countering the Financing of Terrorism. They should be read in conjunction with the notice.

30 June 2025: Previous version dated 13 January 2025 is revised on 30 June 2025. [Amendments]