Notices
Notice 1011 Appointment of Chief Executives [Cancelled]
Requirements for all merchant banks on the appointment of chief executive and deputy chief executive.
Issued pursuant to:
Monetary Authority of Singapore Act (Cap. 186) section 28(3)
This notice applies to all merchant banks. It sets out the requirements on:
- Appointment of its chief executive and deputy chief executive.
- Responsibilities of the directors, chief executives and deputy chief executives.
Amendment Notes
- 01 Jul 2021
- MAS Notice 1011 (76.1 KB) dated 7 September 2007 is cancelled.
- 07 Sep 2007
- MAS Notice 1011 dated 7 September 2007 takes effect.
- 07 Sep 2007
- MAS Notice 1011 dated 1 November 1985 is cancelled.
Related to this Notice
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DirectivesLast Revised Date: 01 July 2021
Directive 20 Disqualification of Directors and Employees of Merchant Banks [Cancelled]
Requirement for disqualified directors and employees of all merchant banks to seek MAS’ written consent to continue their appointment or employment in the merchant bank.
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DirectivesLast Revised Date: 01 July 2021
Directive 19 Offences by Directors, Employees and Agents [Cancelled]
Requirement for directors, employees and agents of all merchant banks to not wilfully make a false entry, omit to make an entry, or alter, conceal or destroy an entry in any books, statements or records of the merchant bank.
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DirectivesLast Revised Date: 01 July 2021
Directive 18 Offences by Directors and Chief Executives of Merchant Banks [Cancelled]
Requirement for directors and chief executives of all merchant banks to take all reasonable steps to secure compliance with MAS regulations and accuracy of statements submitted to MAS.
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GuidelinesPublished Date: 28 June 2021
Guidelines on Fit and Proper Criteria [FSG-G01]
Guidelines on fit and proper criteria for all relevant persons carrying out any activity regulated by MAS.
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GuidelinesLast Revised Date: 28 June 2021
Guidelines on Risk Management Practices – Board and Senior Management
Guidelines on the role that a financial institution's Board of Directors and senior management play in risk management.
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ActsPublished Date: 30 December 1999
Monetary Authority of Singapore Act 1970
Establishes the Monetary Authority of Singapore (MAS) and gives it the authority to regulate the financial services sector in Singapore.