Notices

Last Revised Date: 28 June 2021

Notice 1102 Register of Dealers

Requirements for merchant banks on register of dealers.

Fit and Proper Criteria

Issued pursuant to:

Banking Act (Cap. 19) section 55(1) as applied by Section 55ZJ(1)

Applies to: Merchant Bank (Locally Incorporated) , Merchant Bank (Branch)

View Notice Notice 1102 Register of Dealers (417 KB)

This notice applies to all merchant banks. It sets out the requirements on:

New appointment, departure or re-designation of its dealers.
Termination of a dealer due to misconduct.

01 Jul 2021: MAS Notice 1102 dated 28 June 2021 takes effect.
01 Jul 2021: MAS Notice 1102 dated 7 September 2007 (7 KB) is cancelled.
07 Sep 2007: MAS Notice 1102 dated 07 September 2007 takes effect.
07 Sep 2007: MAS Notice 1102 dated 4 January 2005 is cancelled.