Notices
Published Date: 26 November 2010

Notice FAA-N12 Entry Requirements of a Provisional Representative

Entry requirements in respect of the appointment of provisional representatives by financial advisers, and the validity period of such appointments.

This notice applies to the appointment of provisional representatives by licensed financial advisers and exempt financial advisers.

It sets out the minimum entry requirements, such as regulatory status, prior experience and qualifications, and the validity period of such appointments.

Amendment Notes

There are no amendment notes for this notice.