Notices
Notice SFA 02-N02 Supervision of Market Participants
Requirements for supervision of market participants by Recognised Market Operators
This Notice sets out the requirements for Recognised Market Operators in terms of participant compliance with business rules and Part XII of Securities Futures Act, participant access to markets, and notifications in relation to disciplinary actions taken against a participant.
Amendment Notes
- 18 May 2020
- SFA02-N02 (Amendment) 2020 (573.3 KB) takes effect
- 13 Dec 2019
- SFA02-N02 revised on 13 Dec 2019 (498.8 KB)
- 13 Dec 2019
- SFA02-N02 (Amendment No. 2) 2019 (502.2 KB) takes effect
- 01 Mar 2019
- SFA02-N02 revised on 1 March 2019 (497.7 KB)
- 01 Mar 2019
- SFA02-N02 (Amendment) 2019 (501.3 KB) takes effect
- 15 Nov 2018
- SFA02-N02 revised on 15 Nov 2018 (498 KB)
- 15 Nov 2018
- SFA02-N02 (Amendment) 2018 (495 KB) takes effect