Notices
Last Revised Date: 26 February 2026

Notice on Supervision of Market Participants (SFA 02-N02)

Requirements for supervision of market participants by Recognised Market Operators
This Notice sets out the requirements for Recognised Market Operators in terms of participant compliance with business rules and Part XII of Securities Futures Act, participant access to markets, and notifications in relation to disciplinary actions taken against a participant.

Amendment Notes

27 Feb 2026
SFA 02N02 (Amendment) 2026 (201 KB) takes effect

12 Nov 2025
SFA02-N02 (Amendment) 2025 (199.4 KB) takes effect

15 Aug 2024
SFA02-N02 (Amendment) 2024 (183.4 KB) takes effect

06 Jan 2021
SFA02-N02 (Amendment) 2021 (171.6 KB) takes effect

15 Nov 2018
SFA02-N02 (Amendment) 2018 (495 KB) takes effect