Regulations
 Last Revised Date: 08 October 2018

Financial Advisers (Exemption from Requirement to Hold Financial Adviser's Licence) Regulations 2014

Sets out the exemption for JP Morgan Futures Co Ltd from the requirement when providing financial advisory services concerning Chinese future contracts.
Applies to: Licensed Financial Adviser , Exempt Financial Adviser , Exempt Financial Adviser Serving up to 30 Accredited Investors
View Document Financial Advisers (Exemption from Requirement to Hold Financial Adviser's Licence) Regulations 2014

Amendment Notes