Regulations

Last Revised Date: 08 October 2018

Securities And Futures (Approved Holding Companies) Regulations 2005

Regulations setting out licensing requirements and obligations of Holding Companies of operators of regulated markets, regulated clearing houses and trade repositories

Applies to: Holding Company of Exchange or Clearing House

View Document Securities And Futures (Approved Holding Companies) Regulations 2005

08 Oct 2018: Securities and Futures (Approved Holding Companies) (Amendment) Regulations 2018 takes effect.
01 Mar 2007: Securities and Futures (Approved Holding Companies) (Amendment) Regulations 2007 takes effect.