Regulations
 Published Date: 09 July 2018

Securities and Futures (Capital Markets Products) Regulations 2018

Obligation to determine classification of Capital Markets Products.
Applies to: Dealing in Capital Markets Products , Product Financing , Providing Custodial Services , Corporate Finance Advisory , Licensed Fund Management Company , REIT Management , Exempt Capital Markets Services Entity , Members of Public
View Document Securities and Futures (Capital Markets Products) Regulations 2018
This set of Regulations prescribes the classes of capital markets products for the purpose of the definition of “prescribed capital markets products” in section 309B of the Securities and Futures Act.