Consultations

Published Date: 30 September 2013

Consultation Paper on Draft Financial Advisers (Complaints Handling and Resolution) Regulations

Consultation on Draft Financial Advisers (Complaints Handling and Resolution) Regulations.

Advisory and Sales

Consultation Number:: P014 - 2013
Start Date:: 30 September 2013
Closing Date:: 31 October 2013
MAS Response Date:: 11 March 2021

The consultation response was published on 11 March 2021.

VIEW DOCUMENT

Biannual report form

VIEW DOCUMENT Consultation Paper on Draft Financial Advisers (Complaints Handling and Resolution) Regulations (836.7 KB)

To effect regulations for strengthening financial advisor complaints handling and resolution.