Prescribes additional persons as accredited investors (e.g. partnership where each partner is an accredited investor) and institutional investors (e.g., designated market-maker and registered fund management company) for the purpose of the SFA.

Consultation on Draft Financial Advisers (Complaints Handling and Resolution) Regulations.

Consultation number:

P014 - 2013

Start date:

30 September 2013

Closing date:

31 October 2013

MAS response date:

11 March 2021

Status:

Responded

Guidelines for Board and Senior Management on implementing fair dealing outcomes to customers.