Consultations
Published Date: 12 July 2021

Consultation Paper on Proposals to Refine the Tier Structure Requirements and to Introduce New Requirements Relating to Remuneration

This consultation paper seeks to:

   i.    clarify and refine the tier structure requirements

   ii.   consolidate and effect the tier structure requirements under the Financial Advisers Act (Cap. 110)

   iii.  introduce restrictions on the direct payment of remuneration to, and acceptance of remuneration by,

         representatives and/or supervisors of other FA firms

 

Consultation Number:
P011-2021
Start Date:
12 July 2021
Closing Date:
13 August 2021
Open
This consultation closes at 11.59 PM on 13 August 2021.