Published Date: 12 July 2021

Consultation Paper on Proposals to Refine the Tier Structure Requirements and to Introduce New Requirements Relating to Remuneration

This consultation paper seeks to:

   i.    clarify and refine the tier structure requirements

   ii.   consolidate and effect the tier structure requirements under the Financial Advisers Act (Cap. 110)

   iii.  introduce restrictions on the direct payment of remuneration to, and acceptance of remuneration by,

         representatives and/or supervisors of other FA firms


Consultation Number:
Start Date:
12 July 2021
Closing Date:
13 August 2021
This consultation is closed.