Financial Advisers (Remuneration) Regulations 2015
Amendment Notes
Related to this Item
-
NoticesLast Revised Date: 17 September 2021
Notice FAA-N16 Recommendations on Investment Products
Requirements for financial advisers and their representatives with respect to recommendations made on investment products.
-
ConsultationsPublished Date: 12 July 2021
Consultation Paper on Proposals to Refine the Tier Structure Requirements and to Introduce New Requirements Relating to Remuneration
This consultation paper seeks to: i. clarify and refine the tier structure requirements ii. consolidate and effect the tier structure requirements under the Financial Advisers Act (Cap. 110) iii. introduce restrictions on the direct payment of remuneration to, and acceptance of remuneration by, representatives and/or...
- Consultation number:
- P011-2021
- Start date:
- 12 July 2021
- Closing date:
- 13 August 2021
- Status:
- Closed
-
Practice NotesLast Revised Date: 08 October 2018
Practice Note on the Disclosure of Remuneration by Financial Advisers [FAA PN-01]
Provides guidance to financial advisers and their representatives on when they must disclose the remuneration they receive for recommending, buying or selling an investment product to clients; and how they should disclose such remuneration.
-
CircularsPublished Date: 19 April 2017
ID 04/17 FAQs on Spreading and Capping of Commission Rules
Contains the link to FAQs providing guidance on MAS' policy and administration of the Spreading and Capping of Commission rules.
-
FAQsPublished Date: 19 April 2017
FAQs on Spreading and Capping of Commission Rules
Provides guidance to financial advisers on how to apply the spreading and capping of commission rules.