Circulars
Issuance of Response to Consultation Paper on Proposed Legislative Amendments to the Requirements for Enhancing Pre and Post-Transaction Safeguards for Retail Clients; and Revision of FAA-N16, FAA-N20, FAA-G14, FAQs on FAA-N16 and FAQs on the BSC Framework
This circular informs financial advisory firms of the issuance of the response to the Consultation Paper on Proposed Legislative Amendments to the Requirements for Enhancing Pre and Post-Transaction Safeguard to Retail Clients, and the corresponding revision of the relevant Notices, Guidelines and FAQs.
Related to this Item
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ConsultationsLast Revised Date: 28 March 2025
Consultation Paper on Proposed Legislative Amendments to the Requirements for Enhancing Pre and Post- Transaction Safeguards for Retail Clients
Proposed legislative amendments to enhance pre and post-transaction safeguards for retail clients
- Consultation number:
- P005-2024
- Start date:
- 31 July 2024
- Closing date:
- 30 August 2024
- MAS response date:
- 28 March 2025
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ConsultationsLast Revised Date: 24 August 2023
Consultation Paper on Enhancing Pre and Post-Transaction Safeguards for Retail Clients
This consultation seeks views on proposals to enhance pre and post-transaction safeguards for retail clients.
- Consultation number:
- P007-2021
- Start date:
- 22 June 2021
- Closing date:
- 03 August 2021
- MAS response date:
- 24 August 2023