Consultations

Last Revised Date: 28 March 2025

Consultation Paper on Proposed Legislative Amendments to the Requirements for Enhancing Pre and Post- Transaction Safeguards for Retail Clients

This consultation seeks views on proposed legislative amendments to the requirements for enhancing pre and post-transaction safeguards for retail clients.

Consultation Number:: P005-2024
Start Date:: 31 July 2024
Closing Date:: 30 August 2024
MAS Response Date:: 28 March 2025

The consultation response was published on 28 March 2025.

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Response to Feedback Received on Proposed Legislative Amendments to the Requirements for Enhancing Pre and PostTransaction Safeguards for Retail Clients (499.3 KB)

The following Notices, Guidelines and FAQs will take effect on 29 Dec 2025.

MAS Notice FAA-N16 on Notice on Recommendations on Investment Products (517.5 KB)

[Amendments tracked] MAS Notice FAA-N16 on Notice on Recommendations on Investment Products (484.7 KB)

MAS Notice FAA-N20 on Notice on Requirements for the Remuneration Framework for Representatives and Supervisors (“Balanced Scorecard Framework”) and Independent Sales Audit Unit (684.2 KB)

[Amendments tracked] MAS Notice FAA-N20 on Notice on Requirements for the Remuneration Framework for Representatives and Supervisors (“Balanced Scorecard Framework”) and Independent Sales Audit Unit (691.4 KB)

FAA-G14 on Guidelines on the Remuneration Framework for Representatives and Supervisors (“Balanced Scorecard Framework”), and Reference Checks (336.2 KB)

FAQs on FAA-N16 (274.1 KB)

FAQs on the Balanced Scorecard (BSC) Framework (246.9 KB)

VIEW DOCUMENT Consultation Paper on Proposed Legislative Amendments to the Requirements for Enhancing Pre and Post- Transaction Safeguards for Retail Clients (508 KB)