Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies [SFA 04-G05]
How to qualify to be and conduct your business as a fund manager.
How to qualify to be and conduct your business as a fund manager.
How to qualify to be a CMS licensee (other than a fund manager or REIT manager).
Form for licensed financial advisers, capital markets services licensees, banks, merchant banks, finance companies and insurers to notify MAS of the appointment of representatives.
Guidelines on procedures to apply for a Capital Markets Services or Financial Advisory licence, appoint representatives and pay fees.
Form for capital markets services (CMS) licensees, banks, merchant banks, finance companies and insurers to notify MAS of the appointment of temporary representatives who reside outside Singapore but plan to conduct activities in Singapore for a limited period of time.
Form for licensed financial advisers and exempt financial advisers to notify MAS of the appointment of provisional representatives.
Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.