Regulations Last Revised Date: 08 October 2018 Securities and Futures (Licensing And Conduct Of Business) Regulations Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.
Regulations Last Revised Date: 14 August 2018 Securities And Futures (Composition Of Offences) Regulations Sets out the offences which may be compounded by MAS and the acceptance of the offer of composition by a person reasonably suspected to have committed an offence.