Forms and Templates
Change of Particulars for Fund Management Companies
Please notify your supervisory officer via email of any changes within 14 days after the date of the changes.
Related to this Item
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GuidelinesLast Revised Date: 29 August 2024
Guidelines on Licensing and Conduct of Business for Fund Management Companies [SFA 04-G05]
How to qualify to be and conduct your business as a fund manager.
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FAQsLast Revised Date: 29 August 2024
FAQs on Licensing of Fund Management Companies
Provides guidance on the requirements and procedures to apply to be a fund management company, and to appoint representatives to carry out fund management activities.
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RegulationsLast Revised Date: 08 October 2018
Securities and Futures (Licensing And Conduct Of Business) Regulations
Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.