Provides guidance on the requirements and procedures to apply to be a fund management company, and to appoint representatives to carry out fund management activities.

Form for entities to apply for a capital markets services licence to conduct regulated activities under the Securities and Futures Act.

Provides guidance on • the scope of capital markets services licensing (other than for fund management companies) • appointment of representatives • business conduct rules • the application of the SFA and SF(LCB)R to banks, merchant banks, finance companies and insurers.

How to qualify to be a CMS licensee (other than a fund manager or REIT manager).

How to qualify to be a REIT manager and what ongoing governance and compliance arrangements are expected.