Guidance
Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to MAS for Fund Managers
This Compliance Toolkit aims to guide and facilitate licensed fund management companies and venture capital fund managers’ compliance with the various MAS approval and reporting requirements and timelines.
Related to this Item
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RegulationsLast Revised Date: 08 October 2018
Securities And Futures (Financial And Margin Requirements For Holders Of Capital Markets Services Licences) Regulations
Sets out the minimum capital and financial resources, and other financial and margin requirements.
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RegulationsLast Revised Date: 08 October 2018
Securities and Futures (Licensing And Conduct Of Business) Regulations
Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.
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ActsPublished Date: 01 April 2006
Securities and Futures Act 2001
Governs the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading of financial benchmarks and of clearing facilities.