Sets out the minimum capital and financial resources, and other financial and margin requirements.

Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.

Sets out the requirements for an offer of units in a collective investment scheme, including amongst others, covenants to be included in the trust deed, the prescribed contents in a prospectus, advertising requirements, and restricted schemes.

Governs the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading of financial benchmarks and of clearing facilities.