Guidelines
Last Revised Date: 01 August 2019

Guidelines on Applications for Approval of Arrangements under Regulation 32CB of the Financial Advisers Regulations (Rg 2) [FAA-G16]

Guidance on the assessment criteria and application procedures for approval of arrangements under Regulation 32CB and the MAS’ supervisory expectations in relation to approved arrangements under the ACMF Professional Mobility Framework.

These Guidelines are issued pursuant to section 64 of the Financial Advisers Act (Cap. 110) [“the Act”] to provide guidance on an application for approval of an arrangement under regulation 32CB of the Financial Advisers Regulations (Rg 2) [“Regulation 32CB”].

 

These Guidelines set out the Monetary Authority of Singapore [“the Authority”]’s assessment criteria and application procedures for approval of arrangements under Regulation 32CB and the Authority’s supervisory expectation in relation to approved arrangements.

Additional information: