|
25 September 2026 |
Goh Hui Bin, Vijendren S/O Tanapal |
Prohibition Order
|
MAS issues Prohibition Orders against former representatives, Ms Goh Hui Bin and Mr Vijendren S/O Tanapal
|
|
31 August 2026 |
Huang Wenhui, Han Yixuan |
Prohibition Order
|
MAS Issues Prohibition Orders against Mr Huang Wenhui and Ms Han Yixuan Almeta
|
|
12 August 2026 |
Low Jia Mei, Camie |
Prohibition Order
|
MAS Issues Prohibition Order against Low Jia Mei Camie for Unauthorised Access to Bank Customer Information
|
|
03 August 2026 |
Lai Mei Lin |
Prohibition Order
|
MAS Issues Prohibition Order against Lai Mei Lin
|
|
27 July 2026 |
Li Jinbo |
Prohibition Order
|
MAS Issues Prohibition Order against Mr Li Jinbo
|
|
09 July 2026 |
Director and Compliance Manager of Samlit Moneychanger Pte. Ltd. |
Criminal Prosecution
|
Samlit Moneychanger Pte. Ltd., its Director and Compliance Manager to be Charged for Offences Under the Financial Services and Markets Act 2022
|
|
06 July 2026 |
Andrew Tiew Siew Ing |
Prohibition Order
|
MAS Issues Prohibition Order against Andrew Tiew Siew Ing for Cheating Offences
|
|
30 June 2026 |
Chua Han Boon Kenneth |
Civil Penalty
|
Civil Penalty Action Taken against Chua Han Boon Kenneth for Insider Trading
|
|
25 May 2026 |
Padang Trust Singapore Pte. Ltd. |
Composition
|
MAS Imposes $300,000 Composition Penalty on Padang Trust Singapore Pte. Ltd. for AML/CFT Breaches
|
|
20 May 2026 |
Tan Chun Yong, Xie Jianfeng |
Criminal Prosecution
|
Two Individuals Convicted for Offences under the Securities and Futures Act
|
|
20 May 2026 |
Bsquared Technology Pte Ltd |
Revocation/Suspension of Regulatory Status
|
MAS Revokes the Major Payment Institution Licence of Bsquared Technology Pte Ltd
|
|
18 May 2026 |
Havenport Investments Pte Ltd, Tan Keng Sin Patrick, Tern Yuh Sheng Joseph |
Composition|Reprimand
|
MAS Takes Enforcement Action against Havenport Investments Pte Ltd and its Senior Management for Breaches of MAS Regulations
|
|
07 May 2026 |
Tan Keng Cheng |
Prohibition Order
|
MAS Issues Prohibition Order against Tan Keng Cheng
|
|
17 March 2026 |
Wang Qiming, Liu Kai |
Prohibition Order
|
MAS Issues Prohibition Orders against former Relationship Managers Wang Qiming and Liu Kai
|
|
09 March 2026 |
Capital Asia Investments Pte Ltd |
Investigation
|
Licensed Fund Management Company And Its Officers Investigated For Suspected Money Laundering And Suspected Failure To Comply With Obligations As A Licensed Capital Markets Services Licence Holder
|
|
04 February 2026 |
Jimmy Ling Xiao Ting |
Prohibition Order
|
MAS Issues Prohibition Orders against Jimmy Ling Xiao Ting
|
|
14 January 2026 |
Sun Weiyeh |
Prohibition Order
|
MAS Issues Prohibition Order against Mr Sun Weiyeh
|
|
05 January 2026 |
Eurofin Investments Pte Ltd, Francois Pierre Michel Dotta, Clement Georges Schappler |
Composition|Prohibition Order|Reprimand
|
MAS takes Enforcement Actions against Eurofin Investments Pte Ltd and its Senior Management for Breaches of MAS Regulations
|
|
17 November 2025 |
Ang Yew Jin Eugene |
Civil Penalty
|
MAS Imposes Civil Penalty on Mr Ang Yew Jin Eugene for Insider Trading
|
|
29 October 2025 |
One Heritage Capital Management (SG) Pte Ltd |
Revocation/Suspension of Regulatory Status
|
MAS Revokes the Capital Markets Services Licence of One Heritage Capital Management (SG) Pte Ltd
|
|
28 October 2025 |
Mr Tang Boon Hai |
Prohibition Order
|
MAS Issues Prohibition Order against Mr Tang Boon Hai
|
|
23 October 2025 |
Benjamin Song Junde, Charn Sze Choong |
Prohibition Order
|
MAS Issues Prohibition Orders against Two Individuals Convicted for Insurance Fraud
|
|
15 October 2025 |
Tan Tee Beng |
Civil Penalty
|
Joint Statement by Commercial Affairs Department, Singapore Police Force (CAD) & Monetary Authority of Singapore (MAS)
|
|
08 October 2025 |
Tham Kok Tong, Marcus, Charles Chong Yong Qin |
Prohibition Order
|
MAS issues Prohibition Orders against Tham Kok Tong, Marcus and Charles Chong Yong Qin as they are not fit and proper persons
|
|
03 October 2025 |
Xie Jianfeng |
Criminal Prosecution
|
Man Charged for Insider Trading and Deception under the Securities and Futures Act
|
|
30 September 2025 |
He Shuang, Elaine |
Reprimand
|
MAS Issues Reprimand Against Former Credit Suisse Relationship Manager For Failure to Conduct Proper Customer Due Diligence
|
|
19 September 2025 |
Singlife Financial Advisers Pte Ltd, Khoo Chong En Ian, Alvin Lee Guang Ming, Chee Boon Chai Lionel, Pang Zen Cheang, Yap Zhan Yang, Goh Gek Tze Goldie, Tan Boon Liang, Derrick Lee Zhipeng |
Composition|Prohibition Order|Reprimand
|
MAS Issues Composition against Singlife Financial Advisers Pte Ltd and takes Regulatory Action against 8 Individuals
|
|
09 September 2025 |
Wong Shi Jun, Rachel |
Prohibition Order
|
MAS Issues Prohibition Order Against Former AIA Representative for Misselling
|
|
26 August 2025 |
Liong Yan Sin, Dinath Silvamany Muthaliyar, Ang Kok How |
Prohibition Order
|
MAS Issues Prohibition Orders against 3 Individuals for Unauthorised Access to Bank Customer Info
|
|
10 July 2025 |
Jonathan Toh Hong Sen |
Prohibition Order
|
MAS issues Prohibition Order against Mr Jonathan Toh Hong Sen
|
|
04 July 2025 |
Credit Suisse Singapore Branch, United Overseas Bank Limited, UBS AG Singapore Branch, Citibank N.A. Singapore and Citibank Singapore Limited (collectively “Citi”), Bank Julius Baer & Co. Ltd., LGT Bank, UOB Kay Hian Private Limited, Blue Ocean Invest Pte. Ltd., Trident Trust Company (Singapore) Pte. Limited, Tsao Chung-Yi, Wong Xuan Ling, Hsia Lun Wei @Henry Hsia, Deng Xixi, Sean Andrew Coughlan, Tan Ho Kiat, Kek Yen Leng, Ang Sze Hee Alvin, Tan Sheng Rong Leonard |
Composition|Prohibition Order|Reprimand
|
MAS Takes Regulatory Actions against 9 Financial Institutions for AML-Related Breaches
|
|
03 July 2025 |
Xen Capital Asia Pte Ltd, Katrina Marie Ku Cokeng |
Revocation/Suspension of Regulatory Status|Reprimand
|
MAS Revokes the Capital Markets Services Licence of Xen Capital Asia Pte. Ltd. and Reprimands its Executive Director for Failing to Discharge her Duty and Function as an Executive Director
|
|
27 June 2025 |
Remsea Pte Ltd, Arcade Plaza Traders Pte Ltd, J-Dee Remittance Services Pte Ltd, Mobile Community Tech Pte Ltd, OxPay SG Pte Ltd |
Composition
|
MAS Imposes Composition Penalties against Five Major Payment Institutions
|
|
21 March 2025 |
Lim Kok Tiong Danny |
Prohibition Order
|
MAS issues Prohibition Order against Mr Lim Kok Tiong Danny for Forgery and Cheating Offences
|
|
26 February 2025 |
Aw Yong Leon Heng, Neo Say Hwee, Chang Bing Quan Daryl, Cheng Jia Hong, Tan Keng Cheng |
Civil Penalty
|
Civil Penalty Actions Taken Against Five Individuals for False and Unauthorised Trading
|
|
13 January 2025 |
Gui Boon Sui @ Goi Chon Yan |
Civil Penalty
|
Civil Penalty Action Taken against Gui Boon Sui for False Trading and Unauthorised Trading
|
|
02 December 2024 |
JPMorgan Chase Bank, N.A. |
Civil Penalty
|
MAS Imposes Civil Penalty on JPMorgan
|
|
26 November 2024 |
Loh Sheng Yang |
Prohibition Order
|
MAS issues Prohibition Orders against Mr Loh Sheng Yang
|
|
29 October 2024 |
Atrium Asia Investment Management Pte. Ltd., Mintarja Oei |
Composition|Reprimand
|
MAS Imposes Composition Penalty on Atrium Asia Investment Management
|
|
10 October 2024 |
Oon Yun Cong |
Criminal Prosecution
|
Court Convicts Oon Yun Cong
|
|
24 September 2024 |
Pan Qi |
Prohibition Order
|
MAS issues Prohibition Order against Mr Pan Qi for Dishonest Conduct
|
|
10 September 2024 |
Tan Chuan Lam |
Reprimand
|
MAS Reprimands Mr Tan Chuan Lam
|
|
03 September 2024 |
Chong Yew Mun Alan |
Prohibition Order
|
MAS Issues Prohibition Order Against Mr Chong Yew Mun Alan
|
|
28 August 2024 |
Tan Kheng Yeow |
Criminal Prosecution
|
Court Sentences Mr Tan Kheng Yeow to 8 months’ Imprisonment for False Trading
|
|
26 August 2024 |
Tay Ming Hin |
Criminal Prosecution
|
Individual Convicted for False Trading under the Securities and Futures Act
|
|
19 August 2024 |
Aw Jun Ray, Reko Corinthians |
Prohibition Order
|
MAS Issues Prohibition Orders against Mr Aw Jun Ray Reko Corinthians
|
|
19 August 2024 |
Hoi Wei Kit |
Prohibition Order
|
MAS Issues Prohibition Order against Mr Hoi Wei Kit
|
|
31 July 2024 |
China Capital Impetus Asset Management, Sun Quan |
Reprimand|Prohibition Order
|
MAS Takes Enforcement Actions Against China Capital Impetus Asset Management, its Executive Director and Former CEO for Breaches of the Securities and Futures (Licensing and Conduct of Business) Regulations
|
|
30 July 2024 |
RVP One Pte. Ltd., Viktor Panisch |
Reprimand
|
MAS Reprimands RVP One Pte. Ltd. and its Chief Executive Officer for Breaches of the Securities and Futures (Licensing and Conduct of Business) Regulations
|
|
24 July 2024 |
Acesynergy Brokers Pte. Ltd. |
Revocation/Suspension of Regulatory Status
|
MAS Cancels the Insurance Broker Registration of Acesynergy Brokers Pte. Ltd.
|
|
02 July 2024 |
Sun Weiyeh |
Criminal Prosecution
|
Court Convicts Mr Sun Weiyeh, a Former Fund Manager, for Acts Which Were Likely to Defraud Investors
|
|
01 July 2024 |
Tay Joo Heng |
Civil Penalty
|
Civil Penalty Action Taken Against Tay Joo Heng for Insider Trading
|
|
24 May 2024 |
Yuen Pui Leng Eunice, Tan Zhen Zhi, Grace, Lim Hee Loon Benny |
Prohibition Order
|
MAS Bans Three Individuals for Obstructing Course of Justice, Falsification of Records and Providing False Information to MAS
|
|
20 May 2024 |
Muhammad Hafiz Bin Ismail |
Prohibition Order
|
MAS Issues Prohibition Order Against Mr Muhammad Hafiz Bin Ismail for Dishonest Conduct
|
|
17 May 2024 |
Salvatore Gregory Takoushian |
Criminal Prosecution
|
Former CEO of Eagle Hospitality Trust charged
|
|
07 May 2024 |
Swiss-Asia Financial Services Pte. Ltd., Olivier Pascal Mivelaz, Steve Knabl |
Composition|Reprimand
|
MAS Imposes Composition Penalty of S$2.5 million on Swiss-Asia Financial Services Pte. Ltd. for AML/CFT Breaches, Reprimands its CEO and COO
|
|
22 April 2024 |
Ong Ka Yong |
Prohibition Order
|
MAS issues Prohibition Order against Mr Ong Ka Yong for Cheating
|
|
18 April 2024 |
Gng Hoon Hong |
Prohibition Order
|
MAS issues Prohibition Orders against Mr Gng Hoon Hong for Dishonest Conduct
|
|
27 March 2024 |
Tay Ming Hin |
Criminal Prosecution
|
Person charged for false trading under the Securities and Futures Act
|
|
07 March 2024 |
Shim Wai Han, Doo Chun Ki, Tan Kay Siong |
Criminal Prosecution
|
Former CEO and Directors of Envysion Wealth Management Pte Ltd charged
|
|
23 February 2024 |
Director and Compliance Manager of Samlit Moneychanger Pte. Ltd. |
Investigation
|
Two Investigated for Suspected Fraudulent Trading and Suspected Failure to Comply with Obligations as a Licensed Payment Services Provider
|
|
28 December 2023 |
Credit Suisse AG |
Civil Penalty
|
MAS Imposes Civil Penalty of $3.9 million on Credit Suisse AG for Misconduct by its Relationship Managers
|
|
19 October 2023 |
Tan Hongxiang, Jeremy, Tong Hui Zhi, Phua Shu Rong, Tan Yaosheng Kelvin, Wu Zhao Heng Victor |
Prohibition Order
|
MAS Bans Four Former Representatives and One Other Individual for Unlawful Sub-Agency Activities
|
|
16 October 2023 |
Quek Puay Yi, Patricia, Huang Hsin Tian Silver |
Prohibition Order
|
MAS issues Prohibition Orders against Ms Quek Puay Yi, Patricia and Ms Huang Hsin Tian Silver for Cheating
|
|
14 September 2023 |
Zhu Su, Kyle Livingston Davies |
Prohibition Order
|
MAS issues Prohibition Orders against Three Arrows Capital’s Zhu Su and Kyle Livingston Davies
|
|
05 September 2023 |
Ng Chong Hwa (Roger Ng) |
Prohibition Order
|
MAS Bans Mr Ng Chong Hwa for Life
|
|
19 July 2023 |
Huang Mengting |
Prohibition Order
|
MAS issues Prohibition Orders against Ms Huang Mengting for Cheating
|
|
13 July 2023 |
Mr Ang Wei Jie Simon, Ms Koh Cheo Leng, Mr Lin Eng Jue and Mr Chong Yew Mun Alan |
Criminal Prosecution
|
Four Individuals Sentenced to Imprisonment for False Trading and Deceit under the Securities and Futures Act
|
|
21 June 2023 |
Citibank, DBS, OCBC and Swiss Life |
Composition
|
MAS Penalises 3 Banks and an Insurer for Breaches of Anti-Money Laundering Requirements
|
|
01 June 2023 |
Mr Chan Jun Yi, Ms Chanel Quah Hui Wen, Mr Lim Zhan Yi, Ms Sherlin Chia Hee Ping, Mr Tang Hong Kong Jackie and Ms Yvonne Quah |
Prohibition Order
|
MAS issues Prohibition Orders against six individuals for fraudulent and dishonest conduct
|
|
30 May 2023 |
Madison Lin |
Prohibition Order
|
MAS issues Prohibition Orders against Ms Madison Lin following conviction for forgery
|
|
23 May 2023 |
Yeo Siew Liang James |
Prohibition Order
|
MAS issues Prohibition Order against Yeo Siew Liang James for Corruption
|
|
05 May 2023 |
Lum Ooi Lin, Lee Joo Hai |
Criminal Prosecution
|
Former CEO of Hyflux Ltd charged with additional offences under the Companies Act and another independent director of Hyflux Ltd charged with an offence under the Securities and Futures Act
|
|
25 April 2023 |
Pan Qi |
Criminal Prosecution
|
Court Convicts Trader for Fraud and Deceit under the Securities and Futures Act
|
|
18 April 2023 |
Tang Boon Hai |
Criminal Prosecution
|
Man Sentenced for False Trading, Unauthorised Trading and Dishonestly Receiving Stolen Property
|
|
14 April 2023 |
Tay Yew Khem, Hui Choy Leng |
Criminal Prosecution
|
Court convicts two individuals for insider trading and other offences
|
|
22 March 2023 |
Lee Ming Xia Jasmine |
Prohibition Order
|
MAS issues Prohibition Order against Ms Lee Ming Xia Jasmine
|
|
28 December 2022 |
Soh Chee Wen (John Soh), Quah Su-Ling |
Criminal Prosecution
|
Masterminds Behind Singapore's Largest Stock Market Manipulation Jailed
|
|
19 December 2022 |
Mr Goh Jia Poh, Kenneth |
Criminal Prosecution
|
Court convicts Kenneth Goh Jia Poh for multiple offences under the Securities and Futures Act
|
|
14 December 2022 |
Mr Selvarajulu S/O Subramaniam |
Prohibition Order
|
MAS issues Prohibition Orders against Mr Selvarajulu S/O Subramaniam for cheating
|
|
07 December 2022 |
Mr Han Delong |
Prohibition Order
|
MAS issues Prohibition Order against Mr Han Delong for fraudulent and dishonest conduct
|
|
17 November 2022 |
Lum Ooi Lin, Cho Wee Peng, Teo Kiang Kok, Gay Chee Chong, Murugasu Christopher, Rajskar Kuppuswami Mitta |
Criminal Prosecution
|
Former CEO, CFO and Independent Directors of Hyflux Ltd charged with offences under the Securities and Futures Act and the Companies Act
|
|
10 October 2022 |
Mr Raj Sriram |
Prohibition Order
|
MAS and SPF take action against former BSI Bank Deputy CEO Raj Sriram
|
|
08 September 2022 |
Mr Lim Ming Chit, Mr Alan Lee, Mr Chew Wei Zhan, Mr Lee Wei Kai, Mr Lim Ming Yi |
Criminal Prosecution
|
Court Convicts Five Former Remisiers for False Trading
|
|
31 August 2022 |
UOB Kay Hian Private Limited |
Composition
|
MAS Imposes Composition Penalty on UOB Kay Hian Private Limited
|
|
24 August 2022 |
Noble Group Limited (NGL) |
Civil Penalty
|
Singapore Authorities Take Actions Against Noble Group Limited and Former Directors of Noble Resources International Pte Ltd
|
|
19 August 2022 |
Pan Qi |
Criminal Prosecution
|
Trader charged for fraud and deceit under the Securities and Futures Act
|
|
18 August 2022 |
Chua Kah Boey |
Civil Penalty|Prohibition Order
|
MAS Takes Civil Penalty Action and Issues Prohibition Orders against Former Trading Representative for False and Unauthorised Trading
|
|
15 July 2022 |
Lee Ying Hui |
Criminal Prosecution
|
Court Convicts Ms Lee Ying Hui for Carrying on Fund Management without a Capital Markets Services Licence
|
|
08 July 2022 |
Go Choo Huat |
Composition
|
MAS penalises Mr Go Choo Huat for carrying out money-changing and remittance businesses without valid licences
|
|
30 June 2022 |
Three Arrows Capital |
Reprimand
|
MAS Reprimands Three Arrows Capital for Providing False Information and Exceeding Assets Under Management Threshold
|
|
28 June 2022 |
Lee Ying Hui |
Criminal Prosecution
|
Individual charged for carrying on fund management without a capital markets services licence
|
|
10 June 2022 |
Tan Chee Keong |
Criminal Prosecution
|
Court Convicts Former Chief Financial Officer of SGX-listed Company for Insider Trading and Acquiring Benefits from Criminal Conduct
|
|
23 May 2022 |
Nancy Tan Mee Khim |
Prohibition Order
|
MAS issues Prohibition Order Against Ms Nancy Tan Following Conviction for Dealing in Securities Without a Licence
|
|
19 May 2022 |
Yuen Pui Leng Eunice, Tan Zhen Zhi, Grace |
Criminal Prosecution
|
Insurance agents charged for obstructing the course of justice, falsification of records and providing false information to MAS
|
|
11 May 2022 |
Tan Su Lan |
Civil Penalty
|
MAS Imposes Civil Penalty on Mdm Tan Su Lan for False Trading
|
|
05 May 2022 |
Soh Chee Wen, Quah Su-Ling |
Criminal Prosecution
|
Masterminds Behind The 2013 Penny Stocks Crash Convicted On Multiple Charges Of Market Manipulation And Cheating Of Financial Institutions
|
|
25 April 2022 |
Ngin Kim Choo, Yeo Jin Lui |
Civil Penalty|Prohibition Order
|
MAS Takes Civil Penalty Action and Issues Prohibition Orders against Two Former Trading Representatives for False Trading
|
|
18 March 2022 |
Loh Thim Mun Marcus |
Prohibition Order
|
MAS issues Prohibition Orders against Mr Loh Thim Mun Marcus for fraudulent and dishonest conduct
|
|
24 February 2022 |
Zeng Xuan |
Prohibition Order
|
MAS issues Prohibition Order against Zeng Xuan for fraudulent and dishonest conduct
|
|
09 February 2022 |
Goh Jia Poh |
Criminal Prosecution
|
Person charged for fraudulently inducing others to deal in shares
|
|
27 January 2022 |
Mr Liao Chun-Te |
Civil Penalty
|
MAS obtains Civil Penalty Default Judgment against Mr Liao Chun-Te for Insider Trading
|
|
20 January 2022 |
Vistra Trust (Singapore) Pte. Limited |
Composition
|
MAS Penalises Vistra for Failures in AML Controls
|
|
28 October 2021 |
Koh Kesheng Stedtson |
Prohibition Order
|
MAS issues Prohibition Orders against Mr Koh Kesheng Stedtson for dishonest conduct
|
|
06 October 2021 |
Lee Chengyi, Adrian |
Prohibition Order
|
MAS bans Mr Lee Chengyi Adrian following conviction for fund management without a licence
|
|
02 September 2021 |
Mr Lan Kangming and Mr Wee Toon Lee |
Prohibition Order
|
Two individuals banned following convictions for providing false information to MAS
|
|
22 July 2021 |
Tan Chee Keong, Tay Yew Khem, Hui Choy Leng |
Criminal Prosecution
|
Three individuals charged in relation to insider trading
|
|
05 July 2021 |
Suzannah Khoo Lee Sun |
Prohibition Order
|
MAS issues Prohibition Orders against Ms Suzannah Khoo Lee Sun for dishonest conduct
|
|
15 June 2021 |
AIA Financial Advisers Private Limited (AIA FA), Prudential Assurance Company Singapore (Pte) Limited (Prudential), Aviva Ltd (Aviva), Aviva Financial Advisers Pte Ltd (Aviva FA) and Mr Peter Tan Shou Yi |
Reprimand
|
MAS Reprimands AIA Financial Advisers, Prudential, and Two Aviva Entities
|
|
03 June 2021 |
Mr Younis Adnan Mohammed |
Prohibition Order
|
MAS issues Prohibition Orders against Mr Younis Adnan Mohammed for fraud and dishonest conduct
|
|
07 May 2021 |
Mr Ahmadnawar Bin Abd Karim |
Prohibition Order
|
MAS issues Prohibition Order against Mr Ahmadnawar Bin Abd Karim for dishonest conduct
|
|
05 May 2021 |
Lim Chew Keat |
Prohibition Order
|
MAS bans Lim Chew Keat for making false and misleading statements
|
|
14 April 2021 |
Bank J. Safra Sarasin Ltd, Singapore Branch (BJS) |
Composition
|
MAS Imposes Composition Penalty of S$1 million on Bank J. Safra Sarasin Ltd, Singapore Branch for AML/CFT Failures
|
|
08 April 2021 |
Mr Goh Jia Poh, Kenneth |
Criminal Prosecution
|
Person charged for false trading and unauthorised use of trading accounts under the Securities and Futures Act
|
|
31 March 2021 |
Chen Zhihao Samuel, Wong Tuck Wai Raymond |
Criminal Prosecution
|
Two individuals charged for offences under the Central Provident Fund Act
|
|
23 March 2021 |
Tang Boon Hai |
Criminal Prosecution
|
Person charged for offences under the Securities and Futures Act
|
|
15 March 2021 |
Mr Wong Leon Keat |
Criminal Prosecution
|
Court convicts individual for false trading and deception
|
|
03 March 2021 |
Ms Lau Wan Heng, Mr Yeo An Lun, Mr Goh Qi Rui Rayson, Mr Teo Boon Cheang |
Prohibition Order
|
MAS bans four individuals for market misconduct
|
|
24 February 2021 |
Mr Lau Man Chun |
Prohibition Order
|
MAS bans former representative of insurance broker for dishonest conduct
|
|
01 February 2021 |
CoAssets Ltd, CA Funding Pte Ltd, CoAssets Group Companies |
Investigation
|
Singapore Police Force and MAS investigate companies under CoAssets Group
|
|
30 October 2020 |
Lu Chor Sheng,Tan Swee Thiam Timothy |
Prohibition Order
|
MAS bans two individuals for fraud and dishonest conduct
|
|
29 October 2020 |
Tan Kheng Yeow, Tan Chun Yong |
Criminal Prosecution
|
Two individuals charged for offences under the Securities and Futures Act and Penal Code
|
|
23 October 2020 |
Mr Kevin Michael Swampillai |
Prohibition Order
|
MAS Bans Kevin Michael Swampillai for Life
|
|
23 October 2020 |
Goldman Sachs (Singapore) Pte |
|
Incorrect Media Reporting of Action Against Goldman Sachs (Singapore) Pte
|
|
23 October 2020 |
Goldman Sachs (Singapore) Pte. |
|
AGC, CAD and MAS take action against Goldman Sachs (Singapore) Pte. on 1MDB bond offerings
|
|
22 October 2020 |
Sun Weiyeh |
Criminal Prosecution
|
Former fund manager charged for acts likely to defraud investors
|
|
20 August 2020 |
Alan Lee, Chew Wei Zhan, Lee Wei Kai, Lim Ming Yi, Lim Ming Chit |
Criminal Prosecution
|
Five former remisiers charged for false trading under the Securities and Futures Act
|
|
08 May 2020 |
Kale Jagdish Purushottam, Liaw Tick Kwan, Mike Chew Jun Yong, Priscilla Tien Ling |
Prohibition Order
|
MAS bans four individuals for fraudulent and dishonest conduct
|
|
19 March 2020 |
Poh Kim Chuan, Chew Kheng Swee, Yap Bin Chun, Lin Weiwen, William, Kelvin Goh Shang Fei, Lam Allan |
Prohibition Order
|
MAS bans six individuals for fraud and dishonest conduct
|
|
11 October 2019 |
Teh Chin Hong @ Edwin Teh, Ng Wei Ling, Aloysius Zephaniah Lim Bing Hong, Joseph Michael |
Prohibition Order
|
MAS bans four individuals for engaging in fraudulent and dishonest conduct
|
|
14 August 2019 |
Leong Chee Wai, E Seck Peng Simon, Toh Chew Leong |
Prohibition Order
|
MAS issues Prohibition Orders against three individuals following their conviction for insider trading
|
|
10 April 2019 |
Emeline Tang Wei Leng, Nguyen Duy Minh, Koh Zhan Loong John |
Prohibition Order
|
MAS bans three individuals for fraudulent and dishonest conduct
|
|
19 December 2018 |
Tim Leissner |
Prohibition Order
|
MAS Bans Tim Leissner for Life (Variation of Prohibition Order)
|
|
30 August 2018 |
Lee Chang Yeh Bentley |
Prohibition Order
|
MAS issues Prohibition Orders against Mr Lee Chang Yeh Bentley
|
|
19 December 2017 |
Yeo Jiawei | Kevin Scully |
Prohibition Order
|
MAS issues Prohibition Orders against Mr Yeo Jiawei and Mr Kevin Scully
|
|
30 May 2017 |
Credit Suisse | United Overseas Bank | Jens Fred Sturzenegger | Yak Yew Chee | Seah Mei Ying (formerly known as Yvonne Seah Yew Foong) |
Prohibition Order
|
Financial Penalties Imposed on Credit Suisse and UOB for 1-MDB Related Transactions
|
|
11 April 2017 |
One Asia Investment Partners Pte. Ltd. |
Revocation/Suspension of Regulatory Status
|
MAS Revokes the Capital Markets Services Licence of One Asia Investment Partners Pte. Ltd.
|
|
13 March 2017 |
Tim Leissner |
Prohibition Order
|
Prohibition Orders against individuals involved in 1MDB related breaches
|