Forms and Templates

Published Date: 24 January 2025

Application for Approval to Obtain Effective Control of An Approved Trustee under Section 292AA of the Securities and Futures Act

Form for potential acquirers to seek MAS' approval for obtaining effective control of approved trustees.

Licensing, Authorisation and Registration

Applies to: Approved CIS Trustee

View Document Application for Approval to Obtain Effective Control of An Approved Trustee under Section 292AA of the Securities and Futures Act (118.3 KB)

Consultations

Published Date: 18 September 2015

Public Consultation on Proposed Amendments to the Securities and Futures Act, Financial Advisers Act and Trust Companies Act

Proposed amendments to enhance and harmonise MAS authorisation and supervisory powers across the SFA, FAA and TCA. MAS also sought comments on allowing the pledging of securities held in CDP direct accounts for collateralised trading.

Fit and Proper Criteria Key Appointments Appointment of Auditors Licensing, Authorisation and Registration Notifications

Consultation number:

P015 - 2015

Start date:

18 September 2015

Closing date:

16 October 2015

MAS response date:

09 July 2018
Acts

Published Date: 01 April 2006

Securities and Futures Act 2001

Governs the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading of financial benchmarks and of clearing facilities.