Form 3D - Notification of the Completion of Examination Requirements by a Provisional Representative

Form for licensed financial advisers, capital markets services licensees, banks, merchant banks, finance companies and insurers to notify MAS of the completion of the examination requirements by a provisional representative.

Applies to: Dealing in Capital Markets Products , Licensed Fund Management Company , Corporate Finance Advisory , REIT Management , Credit Rating Agency , Securities Crowdfunding , Exempt Capital Markets Services Entity , Licensed Financial Adviser , Exempt Financial Adviser

View Document Form 3D - Notification of the Completion of Examination Requirements by a Provisional Representative (428.7 KB)

Form 3D is to be submitted on-line using the Corporations and Representatives System (CoRe) on MASNET.

MASNET is a closed communication network system operated by the Authority which a capital markets services licensee, a financial institution exempt from holding CMS Licence under section 99(1)(a), (b), (c) or (d) of the SFA, a licensed financial adviser or an exempt financial adviser under section 23(1)(a), (b), (c), (d) or (e) of the FAA needs to subscribe to for the purpose of lodging the form.