Notices
 Last Revised Date: 26 November 2010

Notice FAA-N02 Appointment and Use of Introducers by Financial Advisers

Requirements for financial advisers when appointing and using introducers.

Issued pursuant to:

Financial Advisers Act (Cap. 110) section 58

Applies to: Licensed Financial Adviser , Exempt Financial Adviser
View Notice Notice FAA-N02 Appointment and Use of Introducers by Financial Advisers (120.9 KB)

This notice applies to all licensed financial advisers and exempt financial advisers.

It sets out the standards to be maintained with respect to the appointment and use of persons carrying out introducing activities, including:

  • Disclosure by introducers.
  • Provision of script for use by introducers.
  • Prohibition on handling of client’s money or property.

Amendment Notes

26 Nov 2010
MAS FAA-N02 (Amendment) 2010 takes effect.
01 Jul 2005
MAS FAA-N02 (Amendment) 2005 takes effect.
22 Dec 2003
MAS FAA-N02 (Amendment) 2003 takes effect.