Sets out the licensing, financial and business conduct requirements for financial advisers.

Requirements for financial advisers and their representatives with respect to recommendations made on investment products.

General principles and requirements that apply to all disclosures to clients by financial advisers and their representatives.

Guidelines for financial advisers to safeguard the interest of clients when distributing life policies online without the provision of advice.

Guidelines for financial advisers on the requirements in Notice FAA-N20, which sets out measures for the design and operation of the balanced scorecard framework and independent sales unit.

Proposed legislative amendments to raise the competency of FA representatives and quality of FA firms; lower distribution cost by enhancing market efficiency; and promote a culture of fair dealing.

Consultation number:

P022-2014

Start date:

02 October 2014

Closing date:

03 November 2014

MAS response date:

11 May 2015

Status:

Responded

Proposed recommendations aimed at raising the quality of financial advisers (FA) and competency of FA representatives, improving efficiency in the distribution of life insurance and investment products, and promoting a culture of fair dealing in Singapore.

Consultation number:

P004-2013

Start date:

05 March 2013

Closing date:

04 June 2013

MAS response date:

30 September 2013

Status:

Responded

Guidelines for Board and Senior Management on implementing fair dealing outcomes to customers.

Requirements for financial advisers when appointing and using introducers.